Marilyn S Hoosen (CRD#4639441) and STIFEL INDEPENDENT ADVISORS, LLC

The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Marilyn S Hoosen (CRD#4639441) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Marilyn S Hoosen:

Claim Date: 6/23/2025

“Client alleges excessive trading from 01/01/2024-12/31/2024”

This claim, as of this posting, is currently Pending.

As of 10/5/2025, this claim status is Denied.

Claim Date: 7/1/2025

“Clients allege unauthorized trading of mutual funds from January 2025 to June 2025.”

This claim, as of this posting, is currently Pending.

As of 11/26/2025, this claim status is Denied.

See more information on FINRA’s BrokerCheck site for Marilyn S Hoosen.

Did you have a negative experience with Marilyn S Hoosen?

If you had a negative experience or issue with Marilyn S Hoosen and STIFEL INDEPENDENT ADVISORS, LLC from Alexandria, VA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Marilyn S Hoosen, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of Marilyn S Hoosen and STIFEL INDEPENDENT ADVISORS, LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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