Marina Sonya Tudela (CRD#2269112) and RAYMOND JAMES & ASSOCIATES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Marina Sonya Tudela (CRD#2269112) regarding allegations made regarding the following:

Claim(s) Made Against Marina Sonya Tudela:

Claim Date: 2/14/2020

“Time frame: 2011 – Unspecified Allegations: Claimant alleges the recommendations to invest in and hold Puerto Rico municipal bonds were unsuitable, and that her accounts were unsuitably over-concentrated in those investments. Claimant also alleges that the risk of concentration in Puerto Rico investments was misrepresented.”

This claim, as of this posting, is currently Settled with a claim amount of $40,000.00 .

The investor was paid $14,900.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Marina Sonya Tudela.

Were you a client of Marina Sonya Tudela?

If you were a customer of Marina Sonya Tudela and RAYMOND JAMES & ASSOCIATES, INC. from Houston, TX and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Marina Sonya Tudela, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Marina Sonya Tudela and RAYMOND JAMES & ASSOCIATES, INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.