Mark Alan Haenny (CRD#4574656) and LPL FINANCIAL LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Mark Alan Haenny (CRD#4574656) regarding allegations made regarding the following:

Claim(s) Made Against Mark Alan Haenny:

Claim Date: 1/27/2020

“CLAIMANT ALLEGES HER FINANCIAL ADVISOR AND FORMER DOMESTIC PARTNER RECOMMENDED INVESTMENTS THAT WERE NOT SUITABLE FOR HER. CLAIMANT GENERALLY ALLEGES BREACH OF FIDUCIARY DUTY, UNSUITABILITY, NEGLIGENCE, AND FAILURE TO SUPERVISE.”

This claim, as of this posting, is currently Settled.

The investor was paid $55,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Mark Alan Haenny.

Did you have a negative experience with Mark Alan Haenny?

If you were a client of Mark Alan Haenny and LPL FINANCIAL LLC from LOVELAND, CO, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Mark Alan Haenny, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Mark Alan Haenny and LPL FINANCIAL LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.