Mark David Wolpert (CRD#2692529) and MML INVESTORS SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Mark David Wolpert (CRD#2692529) regarding allegations made regarding the following:

Claim(s) Made Against Mark David Wolpert:

Claim Date: 12/19/2023

“The complainant alleges that his registered representative misrepresented, and sold him illiquid, unsuitable, complex alternative investments, disguised as a suitable investment strategy, on or about January 28, 2015, and has suffered damages of approximately $50,000.”

This claim, as of this posting, is currently Pending with a claim amount of $50,000.00 .

See more information on FINRA’s BrokerCheck site for Mark David Wolpert.

Were you a client of Mark David Wolpert?

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Mark David Wolpert and MML INVESTORS SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Mark David Wolpert, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Mark David Wolpert and MML INVESTORS SERVICES, LLC from Plymouth, MN, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now?.)

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.