Mark Jay Napolin (CRD#824546) and ROYAL ALLIANCE ASSOCIATES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Mark Jay Napolin (CRD#824546) regarding allegations made regarding the following:

Claim(s) Made Against Mark Jay Napolin:

Claim Date: 3/23/2020

“Claimant alleges there was a delay in connection with the sale of a thinly-traded stock.”

This claim, as of this posting, is currently Settled with a claim amount of $450,000.00 .

The investor was paid $162,500.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Mark Jay Napolin.

Did you have problems with Mark Jay Napolin?

If you are a former client of Mark Jay Napolin and ROYAL ALLIANCE ASSOCIATES, INC. from ALBUQUERQUE, NM, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Mark Jay Napolin, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Mark Jay Napolin and ROYAL ALLIANCE ASSOCIATES, INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.