Mark Thomas Lamkin (CRD#2121510) and CALTON & ASSOCIATES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Mark Thomas Lamkin (CRD#2121510) regarding allegations made regarding the following:

Claim(s) Made Against Mark Thomas Lamkin:

Claim Date: 8/10/1998

“CUSTOMER ALLEGED PNC DID NOT INFORM HIM OF BREAKPOINTS & DIFFERENCE BETWEEN A & B SHARES. THIS COMPLAINT OCCURED AFTER A MARKET DROP AND HE ASKED WE BACKDATE ACCOUTN & RECOUP THE LOSS. OF COURSE DENIED FOR REASONS OF CUSTOMER SETTLED FOR LESS THAN 5K.”

This claim, as of this posting, is currently Settled with a claim amount of $13,200.00 .

The investor was paid $4,372.67 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Mark Thomas Lamkin.

Were you a customer of Mark Thomas Lamkin?

If you were a client of Mark Thomas Lamkin and CALTON & ASSOCIATES, INC. from Louisville, KY and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Mark Thomas Lamkin. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor.) If you are a former customer of Mark Thomas Lamkin and CALTON & ASSOCIATES, INC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.