December 9, 2025
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Matthew Dale Grubb (CRD#6800965 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Matthew Dale Grubb:
Claim Date: 12/9/2025
“COMPLAINT ALLEGES VIOLATION OF REG-BI WITH RESPECT TO INVESTMENT RECOMMENDATION TO INVEST IN MUTUAL FUND 2021”
This claim, as of this posting, is currently Pending with a claim amount of $34,038.00 .
See more information on FINRA’s BrokerCheck site for Matthew Dale Grubb .
Did you have problems in an account managed by Matthew Dale Grubb?
The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration ) If you were a customer of Matthew Dale Grubb and RAYMOND JAMES & ASSOCIATES, INC. and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Matthew Dale Grubb, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Matthew Dale Grubb and RAYMOND JAMES & ASSOCIATES, INC. from Sebring, FL, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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