Matthew Farley Lane (CRD#2217533) and RBC CAPITAL MARKETS, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Matthew Farley Lane (CRD#2217533) regarding allegations made regarding the following:

Claim(s) Made Against Matthew Farley Lane:

Claim Date: 2/3/2020

“Clients claim that an investment grade municipal bond they purchased at a previous firm was an unsuitable investment and complain that they weren‘t informed of subsequent rating and price changes. Time frame is 2/2018 to 7/2019.”

This claim, as of this posting, is currently Denied with a claim amount of $62,000.00 .

See more information on FINRA’s BrokerCheck site for Matthew Farley Lane.

Did you have a negative experience with Matthew Farley Lane?

If you are a former client of Matthew Farley Lane and RBC CAPITAL MARKETS, LLC from RED BANK, NJ, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Matthew Farley Lane, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Matthew Farley Lane and RBC CAPITAL MARKETS, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.