Matthew Joshua Smith (CRD#4455591) and WELLS FARGO CLEARING SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Matthew Joshua Smith (CRD#4455591) regarding allegations made regarding the following:

Claim(s) Made Against Matthew Joshua Smith:

Claim Date: 2/4/2020

“The client alleged the advisor provided a poor recommendation to invest $50,000 in a Business Development Company in September 2012.”

This claim, as of this posting, is currently Denied with a claim amount of $50,000.00 .

See more information on FINRA’s BrokerCheck site for Matthew Joshua Smith.

Have an issue with Matthew Joshua Smith?

If you were a client of Matthew Joshua Smith and WELLS FARGO CLEARING SERVICES, LLC from GREENWOOD VILLAGE, CO and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Matthew Joshua Smith. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Matthew Joshua Smith and WELLS FARGO CLEARING SERVICES, LLC and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.