Matthew Kenneth Wilkes (CRD#5409004)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Matthew Kenneth Wilkes (CRD#5409004) regarding allegations made regarding the following:

Claim(s) Made Against Matthew Kenneth Wilkes:

Claim Date: 2/12/2024

“Claimants allege in 2015 their Financial Advisor (FA) recommended transactions and an investment strategy unsuitable for their risk tolerance.”

This claim, as of this posting, is currently Pending with a claim amount of $2,680,220.14 .

Claim Date: 1/12/2024

“Claimants allege that in 2015, the FA recommended an unsuitable investment strategy in a premium-financed life insurance policy.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Matthew Kenneth Wilkes.

Did you have problems in an account managed by Matthew Kenneth Wilkes?

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of Matthew Kenneth Wilkes and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you are a current or former client of Matthew Kenneth Wilkes, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Matthew Kenneth Wilkes, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.