Matthew R Bailey (CRD#4634308) and MML INVESTORS SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Matthew R Bailey (CRD#4634308) regarding allegations made regarding the following:

Claim(s) Made Against Matthew R Bailey:

Claim Date: 3/25/2020

“Customer alleges that the recommendation, in April 2015, to transfer the proceeds from an inherited IRA into a traditional IRA caused a mandatory distribution and tax liability. Customer requested reimbursement for the tax liability.”

This claim, as of this posting, is currently Settled with a claim amount of $27,511.00 .

The investor was paid $12,135.90 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Matthew R Bailey.

Have an issue with Matthew R Bailey?

If you had a negative experience or issue with Matthew R Bailey and MML INVESTORS SERVICES, LLC from Cincinnati, OH, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Matthew R Bailey, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Matthew R Bailey and MML INVESTORS SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.