Maximo Gonzalez Moreno (CRD#4144160) and CITI INTERNATIONAL FINANCIAL SERVICES LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Maximo Gonzalez Moreno (CRD#4144160) regarding allegations made regarding the following:

Claim(s) Made Against Maximo Gonzalez Moreno:

Claim Date: 3/25/2020

“The customer sent emails dated March 25 and April 1, 2020 in Spanish to Mr. Moreno in which she appears to be complaining about a loss in value of certain fixed income and preferred stock investment positions, which were sold pursuant to the customer‘s instructions received on April 1, 2020. The literal English translation of one email includes the terms “stole“ and “thief“ in reference to the firm and Mr. Moreno, which gave rise to the obligation to report the customer complaint. However, based on the firm‘s review of the complaints and the account files, it appears that no theft of funds or securities occurred, as the investment positions were sold pursuant to the customer‘s instruction and the sales proceeds were remitted in full to the customer‘s account.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Maximo Gonzalez Moreno.

Have an issue with Maximo Gonzalez Moreno?

If you were a client of Maximo Gonzalez Moreno, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Maximo Gonzalez Moreno, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Maximo Gonzalez Moreno and CITI INTERNATIONAL FINANCIAL SERVICES LLC and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.