Michael Christopher Dipenta (CRD#5132773) and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Michael Christopher Dipenta (CRD#5132773) regarding allegations made regarding the following:

Claim(s) Made Against Michael Christopher Dipenta:

Claim Date: 3/23/2020

“The client states that starting on March 2, 2020 he contacted the representative several times to request that his equities be sold and replaced with fixed rate investments. The client alleges that the representative insisted he take no action and when he “finally received materials on how to change“ his managed brokerage account, the value had decreased and a lesser amount was received upon liquidation.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $10,490.86 .

See more information on FINRA’s BrokerCheck site for Michael Christopher Dipenta.

Did you have problems with Michael Christopher Dipenta?

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Michael Christopher Dipenta and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you were a client of Michael Christopher Dipenta and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC from Durham, NC and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Michael Christopher Dipenta. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.