The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Michael James Leonelli (CRD#5709834 ) regarding allegations made regarding the following:
Claim(s) Made Against Michael James Leonelli:
Claim Date: 2/28/2023
“Client alleges RR did not accurately explain the extent of tax consequences she would incur as a result of moving client‘s brokerage account to the Firm where RR can recommend investments.“”
This claim is currently Pending with a claim amount of $10,179.00 .
See more information on FINRA’s BrokerCheck site for Michael James Leonelli .
Did you have problems with Michael James Leonelli?
The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Michael James Leonelli and LPL FINANCIAL LLC and suffered investment losses, please contact the Securities Lawyers . We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
If you are a former client of Michael James Leonelli and LPL FINANCIAL LLC from CICERO, NY, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Michael James Leonelli, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
