The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Michael Joseph Whitaker (CRD#6316100) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Michael Joseph Whitaker:
Claim Date: 10/9/2025
“BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, FAILURE TO SUPERVISE, NEGLIGENCE, MISREPRESENTATION, VIOLATION OF FEDERAL SECURITIES LAWS, AND VIOLATION OF REG BI.”
This claim, as of this posting, is currently Settled with a claim amount of $77,000.00 .
The investor was paid $37,500.00 by the brokers’ firm.
Claim Date: 4/25/2025
“BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, FAILURE TO SUPERVISE AND NEGLIGENCE.”
This claim, as of this posting, is currently Settled with a claim amount of $50,000.01 .
The investor was paid $20,000.00 by the brokers’ firm.
Claim Date: 6/21/2024
“BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND REG BI.”
This claim, as of this posting, is currently Settled with a claim amount of $76,000.00 .
The investor was paid $32,500.00 by the brokers’ firm.
