Michael Lader (CRD#5158093) and AMERIPRISE FINANCIAL SERVICES, LLC

There is a way to recover investment losses

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Our securities attorneys are seeking to speak with former customers regarding potential investment-related claims. If you have concerns about securities sold to you by this broker, contact Halling & Cayo, S.C. today.

Claim(s) Made Against Michael Lader:

Claim Date: 4/17/2026

“Customer alleges that in December 2021 the registered representative recommended a 1035 exchange into a Variable Universal Life and the purchase of a variable long-term care product that were unsuitable, improperly structured, and intended to generate commissions. The allegations include failure to provide an illustrated rider and underfunding leading to declining value.”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.00 .

See more information on FINRA’s BrokerCheck site for Michael Lader.

Did you have problems in an account managed by Michael Lader?

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Michael Lader and AMERIPRISE FINANCIAL SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you had a negative experience or issue with Michael Lader and AMERIPRISE FINANCIAL SERVICES, LLC from PALM BEACH GARDENS, FL, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Michael Lader, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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