The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Michael Shillin (CRD# 5927156) regarding unsuitable GWG L Bonds.
Were you sold GWG L Bonds by Michael Shillin?
If you were a client of Michael Shillin and A.G.P. / Alliance Global Partners and were sold GWG L Bonds, we are interested in discussing a potential claim with you. Brokerage firms like A.G.P. / Alliance Global Partners have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Michael Shillin, A.G.P. / Alliance Global Partners may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.
Despite a historic bull market, these investors lost significant money in their accounts
The market has gained an average of more than 7% returns over the last number of years and yet some investors, put into overly risky trading strategies, often despite promises of guaranteed returns, have lost significant sums. The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.”
If you were a customer of Michael Shillin and A.G.P. / Alliance Global Partners and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.