Michael Thomas Polito (CRD#5433956) and NYLIFE SECURITIES LLC

The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Michael Thomas Polito (CRD#5433956) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Michael Thomas Polito:

Claim Date: 10/17/2025

“The Customers express serious concerns regarding the suitability of the Variable Annuities recommended in March 2018, November 2021, and April 2025 and request that they be permitted to transfer their assets without surrender charges or penalties.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Michael Thomas Polito.

Did you have a negative experience with Michael Thomas Polito?

If you had a negative experience or issue with Michael Thomas Polito and NYLIFE SECURITIES LLC from DEDHAM, MA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Michael Thomas Polito, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Michael Thomas Polito and NYLIFE SECURITIES LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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