Nathan R Kinzinger (CRD#4554745) and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Nathan R Kinzinger (CRD#4554745) regarding allegations made regarding the following:

Claim(s) Made Against Nathan R Kinzinger:

Claim Date: 3/18/2020

“A client alleged that the representative took inappropriate action by investing a majority of their cash holdings into the market on one day, after the representative had allegedly agreed to slowly invest the cash over a longer time duration.”

This claim, as of this posting, is currently Denied with a claim amount of $289,000.00 .

See more information on FINRA’s BrokerCheck site for Nathan R Kinzinger.

Were you a customer of Nathan R Kinzinger?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Nathan R Kinzinger and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you were a client of Nathan R Kinzinger and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC from CHICAGO, IL and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Nathan R Kinzinger. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.