The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Nathaniel William Meissner (CRD#5197083) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Nathaniel William Meissner:
Claim Date: 9/17/2025
“CLAIMANT ALLEGES VIOLATION OF SECTION 10(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 10B-5; FRAUDULENT MISREPRESENTATION / FRAUDULENT INDUCEMENT; UNSUITABILTY / NEGLIGENT RECOMMENDATION UNDER FINRA RULE 2111; PRIVATE SECURITIES TRANSACTIONS WITHOUT PROPER NOTICE/APPROVAL (“SELLING AWAY“) (FINRA RULE 3280); BREACH OF FIDUCIARY DUTY; VIOLATION OF CALIFORNIA CORPORATIONS CODE § 25401; VIOLATION OF WYOMING STATUTES ANNOTATED § 17-4-501; UNJUST ENRICHMENT / DISGORGEMENT.”
This claim, as of this posting, is currently Pending with a claim amount of $3,450,000.00 .
