Neil Martin Kleinman (CRD#2317112) and JOSEPH GUNNAR & CO. LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Neil Martin Kleinman (CRD#2317112) regarding allegations made regarding the following:

Claim(s) Made Against Neil Martin Kleinman:

Claim Date: 5/11/1994

“FIRM WAS NOT REGISTERED IN THE STATE OF KANSAS. BROKER INHERITED THE ACCT. I DID NOT DO ANY TRANSACTIONS WITH CLIENT. I WAS BROKER OF RECORD AT THE TIME OF THE COMPAINT.”

This claim is currently Settled with a claim amount of $10,078.00 .

The investor was paid $10,078.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Neil Martin Kleinman.

Did you have problems with Neil Martin Kleinman?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Neil Martin Kleinman and JOSEPH GUNNAR & CO. LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you are a former client of Neil Martin Kleinman and JOSEPH GUNNAR & CO. LLC from NEW YORK, NY, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Neil Martin Kleinman, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.