Nicholas Anthony Rogers (CRD#2509837) and MORGAN STANLEY

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Nicholas Anthony Rogers (CRD#2509837) regarding allegations made regarding the following:

Claim(s) Made Against Nicholas Anthony Rogers:

Claim Date: 2/19/2020

“Claimants allege, inter alia, misrepresentation with respect to recommendation to liquidate investment – September 2016 to Feb 2018”

This claim, as of this posting, is currently Pending with a claim amount of $50,050,409.00 .

See more information on FINRA’s BrokerCheck site for Nicholas Anthony Rogers.

Did you have problems with Nicholas Anthony Rogers?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Nicholas Anthony Rogers and MORGAN STANLEY and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you had a negative experience or issue with Nicholas Anthony Rogers and MORGAN STANLEY from Burlingame, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Nicholas Anthony Rogers, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.