Nicholas Gregory Baecker (CRD#5618205)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Nicholas Gregory Baecker (CRD#5618205) regarding allegations made regarding the following:

Claim(s) Made Against Nicholas Gregory Baecker:

Claim Date: 2/4/2020

“Customer alleged Variable annuity contract purchased in April 2016 and Whole life contract purchased in June 2016 were not in her best interest.”

This claim, as of this posting, is currently Settled.

The investor was paid $19,651.63 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Nicholas Gregory Baecker.

Have an issue with Nicholas Gregory Baecker?

If you were a client of Nicholas Gregory Baecker, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Nicholas Gregory Baecker, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Nicholas Gregory Baecker and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.