Nicholas Mark Wasielewski (CRD#2904941) and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Nicholas Mark Wasielewski (CRD#2904941) regarding allegations made regarding the following:

Claim(s) Made Against Nicholas Mark Wasielewski:

Claim Date: 3/5/2020

“The client alleges that the representative recommended a reduction in the client‘s exposure to stocks and bonds on February 14, 2020 and that the representative failed to timely make these changes even after the client indicated in an email to the representative that he wanted to make the changes on March 2, 2020.”

This claim, as of this posting, is currently Settled.

The investor was paid $12,938.38 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Nicholas Mark Wasielewski.

Did you have problems with Nicholas Mark Wasielewski?

If you had a negative experience or issue with Nicholas Mark Wasielewski and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC from COLUMBIA, MD, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Nicholas Mark Wasielewski, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Nicholas Mark Wasielewski and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.