October 28, 2025
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Paula K Petersen (CRD#7078487 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Paula K Petersen:
Claim Date: 10/28/2025
“The client alleges that the Variable Universal Life Product he purchased in November 2021 was unsuitable.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Paula K Petersen .
Did you have problems in an account managed by Paula K Petersen?
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor .) If you are a former customer of Paula K Petersen and HORNOR, TOWNSEND & KENT, LLC and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
If you had a negative experience or issue with Paula K Petersen and HORNOR, TOWNSEND & KENT, LLC from Aspen, CO, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Paula K Petersen, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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