The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Peter Dieter Nett (CRD#4506990) regarding allegations made regarding the following:

Claim(s) Made Against Peter Dieter Nett:

Claim Date: 1/17/2020

“Nett was a subject of the customers’ complaint against his member firm that asserted the following causes of action: violations of FINRA Rule 2110; violations of FINRA Rule 2111; negligence; misrepresentations and omissions of materials facts; and breach of fiduciary duty.”

This claim, as of this posting, is currently Award / Judgment with a claim amount of $208,000.00 .

See more information on FINRA’s BrokerCheck site for Peter Dieter Nett.

Did you have a negative experience with Peter Dieter Nett?

If you were a client of Peter Dieter Nett and AMERIPRISE FINANCIAL SERVICES, LLC from THE WOODLANDS, TX, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Peter Dieter Nett, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Peter Dieter Nett and AMERIPRISE FINANCIAL SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.