Peter Henry Wagner (CRD#1003080) and OPPENHEIMER & CO. INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Peter Henry Wagner (CRD#1003080) regarding allegations made regarding the following:

Claim(s) Made Against Peter Henry Wagner:

Claim Date: 3/2/2020

“CLIENT ALLEGES THAT FINANCIAL ADVISOR FAILED TO FOLLOW INSTRUCTIONS IN A DISCRETIONARY ACCOUNT TO NOT MAKE CERTAIN PURCHASES. TIME PERIOD IS FEBRUARY 2020.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Peter Henry Wagner.

Did you have problems with Peter Henry Wagner?

If you were a customer of Peter Henry Wagner and OPPENHEIMER & CO. INC. from NEW YORK, NY and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Peter Henry Wagner, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Peter Henry Wagner and OPPENHEIMER & CO. INC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.