Peter Kyung Hoon Rhee (CRD#2326728) and FIRST ALLIED SECURITIES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Peter Kyung Hoon Rhee (CRD#2326728) regarding allegations made regarding the following:

Claim(s) Made Against Peter Kyung Hoon Rhee:

Claim Date: 5/9/2022

“Claimant alleges financial adviser recommended unsuitable investments. Claimant further alleges causes of action of suitability, breach of contract, misrepresentation, failure to supervise, and breach of contract.”

This claim, as of this posting, is currently Settled with a claim amount of $300,000.00 .

The investor was paid $145,000.00 by the brokers’ firm.

Claim Date: 1/16/2024

“Claimant generally alleges suitability, failure to supervise, and negligence.”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.01 .

Claim Date: 7/5/2022

“Client Attorney alleges unsuitable investment, breach of diduciary duty. Negligence and negligent supervision”

This claim is currently Pending with a claim amount of $50,000.00 .

As of 3/5/2024, this claim status is Settled.

See more information on FINRA’s BrokerCheck site for Peter Kyung Hoon Rhee.

Did you have a negative experience with Peter Kyung Hoon Rhee?

If you were a client of Peter Kyung Hoon Rhee and FIRST ALLIED SECURITIES, INC. from FRANKFORT, IL, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Peter Kyung Hoon Rhee, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Peter Kyung Hoon Rhee and FIRST ALLIED SECURITIES, INC. and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.