Peter Yao (CRD#4751615)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Peter Yao (CRD#4751615) regarding allegations made regarding the following:

Claim(s) Made Against Peter Yao:

Claim Date: 7/21/2014

“CLIENT ALLEGES THAT IN MARCH 2012 THE FA ABUSED HIS RELATIONSHIP BY CONVINCING THE CLIENT TO MAKE A LOAN TO ANOTHER CLIENT AND MADE FALSE PROMISES OF REPAYMENT.”

This claim is currently Award / Judgment with a claim amount of $120,000.00 .

See more information on FINRA’s BrokerCheck site for Peter Yao.

Were you a customer of Peter Yao?

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Peter Yao and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you were a client of Peter Yao and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Peter Yao. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.