Randy Scott Nelson (CRD#841006) and RBC CAPITAL MARKETS, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Randy Scott Nelson (CRD#841006) regarding allegations made regarding the following:

Claim(s) Made Against Randy Scott Nelson:

Claim Date: 2/5/2020

“Client claim that their financial advisor did not explain the risks of their investments and that the investments are not consistent with their investment goals. Time frame is 6/30/2018 to 2/5/2020.”

This claim, as of this posting, is currently Settled with a claim amount of $400,000.00 .

The investor was paid $100,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Randy Scott Nelson.

Were you a client of Randy Scott Nelson?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Randy Scott Nelson and RBC CAPITAL MARKETS, LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you had a negative experience or issue with Randy Scott Nelson and RBC CAPITAL MARKETS, LLC from HOUSTON, TX, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Randy Scott Nelson, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.