Richard Coronel (CRD#2551668) and WELLS FARGO CLEARING SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Richard Coronel (CRD#2551668) regarding allegations made regarding the following:

Claim(s) Made Against Richard Coronel:

Claim Date: 3/30/2020

“Customer purchased two fixed annuity contracts in 2017. Customer‘s daughter, who is attorney in fact for the customer, alleged that the contracts are unsuitable for her because of her age and liquidity needs.”

This claim, as of this posting, is currently Denied with a claim amount of $16,000.00 .

See more information on FINRA’s BrokerCheck site for Richard Coronel.

Were you a client of Richard Coronel?

If you are a former client of Richard Coronel and WELLS FARGO CLEARING SERVICES, LLC from PALM DESERT, CA, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Richard Coronel, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Richard Coronel and WELLS FARGO CLEARING SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.