Richard Wiley Waddell (CRD#1904270) and OSAIC WEALTH, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Richard Wiley Waddell (CRD#1904270) regarding allegations made regarding the following:

Claim(s) Made Against Richard Wiley Waddell:

Claim Date: 3/11/2024

“Customer alleges annuity transactions were unauthorized.”

This claim, as of this posting, is currently Pending with a claim amount of $5,000.00 .

See more information on FINRA’s BrokerCheck site for Richard Wiley Waddell.

Were you a customer of Richard Wiley Waddell?

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Richard Wiley Waddell and OSAIC WEALTH, INC. and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you had a negative experience or issue with Richard Wiley Waddell and OSAIC WEALTH, INC. from TYRONE, GA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Richard Wiley Waddell, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.