Rikki Jr Foster (CRD#6075051) and CONCORDE INVESTMENT SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Rikki Jr Foster (CRD#6075051) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Rikki Jr Foster:

Claim Date: 5/14/2026

“Alleging breach of fiduciary duty, unsuitable investment recommendations, and misrepresentation of investments that were purchased in early 2021.”

This claim, as of this posting, is currently Pending with a claim amount of $1,000,000.00 .

Claim Date: 12/23/2025

“Alleging unsuitability, lack of due diligence on product, breach of fiduciary duty, negligence, and failure to supervise.”

This claim, as of this posting, is currently Pending.

Claim Date: 9/17/2025

“Claim is alleging breach of fiduciary duty, suitability, breach of written contract, and misrepresentation related to October 2022.”

This claim, as of this posting, is currently Pending with a claim amount of $700,000.00 .

See more information on FINRA’s BrokerCheck site for Rikki Jr Foster.

Did you have problems in an account managed by Rikki Jr Foster?

If you are a current or former client of Rikki Jr Foster and CONCORDE INVESTMENT SERVICES, LLC from Roseville, CA, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Rikki Jr Foster, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Rikki Jr Foster and CONCORDE INVESTMENT SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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