Robert Lee Boggess (CRD#5007422) and GREAT POINT CAPITAL LLC

We help investors recover losses

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.

Claim(s) Made Against Robert Lee Boggess:

Claim Date: 6/30/2026

“Violation of Reg BI, misrepresentation, omission of material info and risks, negligence, breach of fiduciary duty, failure to supervise.”

This claim, as of this posting, is currently Pending with a claim amount of $376,408.00 .

Claim Date: 6/3/2026

“Violation of federal securities laws, violation of Washington securities act, violation of Washington‘s consumer protection act, violation of California securities laws, unfair, unlawful and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.”

This claim, as of this posting, is currently Pending with a claim amount of $1,738,509.00 .

Claim Date: 2/4/2026

“Purchased DST as part of a 1031 tax-deformed exchange. Claimant‘s lack of suitability and due dilligence, break of contract and fidicuary duty.”

This claim, as of this posting, is currently Pending with a claim amount of $50,000.00 .

See more information on FINRA’s BrokerCheck site for Robert Lee Boggess.

Were you a client of Robert Lee Boggess?

If you were a customer of Robert Lee Boggess and GREAT POINT CAPITAL LLC from Seattle, WA and had a similar issue or experience as those described in the above public postings, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video, Warning signs of a bad financial advisor). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Robert Lee Boggess, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of Robert Lee Boggess and GREAT POINT CAPITAL LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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