The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Robert Warren Brooks (CRD#4124275 ) regarding allegations made regarding the following:
Claim(s) Made Against Robert Warren Brooks:
Claim Date: 8/22/2023
“The complainant alleges that the REIT the registered representative purchased for him, in or around June 2013 was a horrible investment and has plummeted in value.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Robert Warren Brooks .
Have an issue with Robert Warren Brooks?
If you had a negative experience or issue with Robert Warren Brooks and FIDELITY BROKERAGE SERVICES LLC from JACKSONVILLE, FL, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Robert Warren Brooks, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.
We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Robert Warren Brooks and FIDELITY BROKERAGE SERVICES LLC and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover funds.
