Robert William Kasten (CRD#1009160) and SECURITIES AMERICA, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Robert William Kasten (CRD#1009160) regarding allegations made regarding the following:

Claim(s) Made Against Robert William Kasten:

Claim Date: 3/25/2020

“Claimant alleges her financial advisers improperly solicited an investment in an unapproved outside securities transaction in September of 2016. Claimant alleges unsuitability, fraud, breach of contract, negligence and breach of fiduciary duty.”

This claim, as of this posting, is currently Settled with a claim amount of $950,000.00 .

The investor was paid $125,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Robert William Kasten.

Did you have problems with Robert William Kasten?

If you were a customer of Robert William Kasten and SECURITIES AMERICA, INC. from LEAGUE CITY, TX and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Robert William Kasten, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Robert William Kasten and SECURITIES AMERICA, INC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.