March 13, 2026 May 26, 2026
The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Roger Philip Turcotte (CRD#1180997 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Roger Philip Turcotte:
Claim Date: 3/13/2026
“Claimant alleges unsuitable investment recommendations.”
This claim, as of this posting, is currently Pending with a claim amount of $350,000.00 .
Claim Date: 7/28/2025
“UNAUTHORIZED TRADING”
This claim, as of this posting, is currently Closed-No Action.
See more information on FINRA’s BrokerCheck site for Roger Philip Turcotte .
Did you have an investment issue with Roger Philip Turcotte?
If you were a client of Roger Philip Turcotte and CETERA INVESTMENT SERVICES LLC from TAMPA, FL and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration? .) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Roger Philip Turcotte. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.
The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration ) If you were a customer of Roger Philip Turcotte and CETERA INVESTMENT SERVICES LLC and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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