Rudy Anguiano (CRD#5188950) and ALEXANDER CAPITAL, L.P.

We help investors recover losses

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Our securities attorneys are seeking to speak with former customers regarding potential investment-related claims. If you have concerns about securities sold to you by this broker, contact Halling & Cayo, S.C. today.

Claim(s) Made Against Rudy Anguiano:

Claim Date: 10/30/2025

“CUSTOMER VERBALLY ALLEGED ADVISOR ACCEPTED AND HAS NOT RETURNED FUNDS SENT FROM LPL CLIENT ACCOUNT TO AN UNAPPROVED OBA FOR WHICH HE WAS A SOLE MEMBER”

This claim, as of this posting, is currently Settled.

The investor was paid $1,528,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Rudy Anguiano.

Were you a client of Rudy Anguiano?

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Rudy Anguiano and ALEXANDER CAPITAL, L.P. and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you were a client of Rudy Anguiano and ALEXANDER CAPITAL, L.P. from RED BANK, NJ and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Rudy Anguiano. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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