Russell Anthony Rabito (CRD#845812) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Russell Anthony Rabito (CRD#845812) regarding allegations made regarding the following:

Claim(s) Made Against Russell Anthony Rabito:

Claim Date: 9/24/2019

“Time frame: 2017 – present Claimant‘s counsel alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy.”

This claim is currently Settled with a claim amount of $750,000.00 .

The investor was paid $250,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Russell Anthony Rabito.

Have an issue with Russell Anthony Rabito?

If you had a negative experience or issue with Russell Anthony Rabito and UBS FINANCIAL SERVICES INC. from NEW YORK, NY, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Russell Anthony Rabito, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Russell Anthony Rabito and UBS FINANCIAL SERVICES INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.