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Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.
Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:
Claim(s) Made Against Ryan Thomas Racine:
Claim Date: 11/17/2025
“[REDACTED] emailed his Registered Representative, Ryan Racine, on June 3, 2025, expressing concerns regarding his recently placed Prudential FlexGuard Annuity and Nationwide Variable Universal Life Insurance contract. He indicated that he felt these recommendations did not align with his and his wife's financial goals and liquidity needs. In response to [REDACTED] email, Hantz's Compliance Department conducted an investigation into his complaints and the recent recommendations made by Ryan Racine. During the investigation, Ryan Racine provided a timeline highlighting [REDACTED] longstanding relationship with Hantz and the positive service he has delivered to them. Hantz's Compliance Department believes that the recommendations made to [REDACTED] were consistent with their financial goals and that both clients fully understood the features, benefits, and costs associated with their new contracts. Between the start of their relationship with Hantz in May 2023 and the date of their initial complaint, Ryan Racine held nearly a dozen meetings with [REDACTED]. In addition to providing sound investment recommendations, Ryan Racine and Hantz have assisted [REDACTED] with various financial matters, including property and casualty insurance, life insurance, debt consolidation, and tax planning. This comprehensive approach was designed to ensure that [REDACTED] benefited from the holistic planning model and the services for which they engaged us. We find [REDACTED] complaints to be without merit, and Hantz's Director of Compliance formally responded to [REDACTED] on Friday, June 20, 2025, outlining the firm's investigative findings. Neither Ryan Racine nor Hantz's Compliance Department received any further communication from [REDACTED] following this formal response. On Saturday, November 15, 2025, [REDACTED] emailed Ryan Racine to officially terminate financial advisory services. Shortly thereafter, on November 17, 2025, Hantz Financial Services, Inc. and Ryan Racine were notified that they had been named as parties in Arbitration Number 25-02343 ([REDACTED] vs. Hantz Financial Services, Inc. and Ryan Racine).”
This claim, as of this posting, is currently Pending with a claim amount of $110,000.00 .
See more information on FINRA’s BrokerCheck site for Ryan Thomas Racine.
