Sandeep Shrivastava (CRD#5003823) and TPEG SECURITIES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Sandeep Shrivastava (CRD#5003823) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Sandeep Shrivastava:

Claim Date: 9/6/2025

“Customer alleges that he was misled and misinformed by Sandeep Shrivastava during the period May 2019 to August 2019 regarding the investment which were offered by TPEG Securities, LLC. Customer further alleges he was never made aware of the risks involved in private placements.”

This claim, as of this posting, is currently Pending with a claim amount of $200,000.00 .

Claim Date: 2/13/2025

“The client alleges that investments were not balanced and secure, which resulted in both realized and unrealized losses.”

This claim, as of this posting, is currently Closed-No Action.

As of 11/26/2025, this claim status is Pending.

See more information on FINRA’s BrokerCheck site for Sandeep Shrivastava.

Were you a client of Sandeep Shrivastava?

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Sandeep Shrivastava and TPEG SECURITIES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you are a current or former client of Sandeep Shrivastava and TPEG SECURITIES, LLC from SOUTHLAKE, TX, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Sandeep Shrivastava, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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