April 3, 2026
There is a way to recover investment losses Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.
If you were a client of this investment advisor, the securities lawyers at Halling & Cayo, S.C. would like to hear from you. We are analyzing potential claims related to the suitability of investments recommended by this broker.
Claim(s) Made Against Scott M Lauritzen:
Claim Date: 4/3/2026
“Plaintiff alleges that the FA failed to follow instructions to transfer monies from a brokerage account.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Scott M Lauritzen .
Did you have an investment issue with Scott M Lauritzen?
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor .) If you are a former customer of Scott M Lauritzen and WELLS FARGO CLEARING SERVICES, LLC and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
If you were a client of Scott M Lauritzen and WELLS FARGO CLEARING SERVICES, LLC from CHARLOTTE, NC and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration? .) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Scott M Lauritzen. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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