The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Scott S Gregory (CRD#4426847) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Scott S Gregory:
Claim Date: 7/1/2026
“Client alleges that their former representative, Scott Gregory, executed high-risk, unsuitable investment choices that did not align with their investment objectives. The investments were purchased at the representative‘s prior firm and transferred in to Saxony. During the account‘s tenure with Saxony, the account value increased and no trading activity took place.”
This claim, as of this posting, is currently Denied with a claim amount of $60,000.00 .
Claim Date: 10/15/2025
“Clients complained about option trades and mutual fund sale made without their consent.”
This claim, as of this posting, is currently Settled with a claim amount of $42,000.00 .
The investor was paid $42,380.72 by the brokers’ firm.
