Sean P Keenan (CRD#5383708) and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Sean P Keenan (CRD#5383708) regarding allegations made regarding the following:

Claim(s) Made Against Sean P Keenan:

Claim Date: 1/24/2020

“The customer alleges theft of funds.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Sean P Keenan.

Were you a client of Sean P Keenan?

If you had a negative experience or issue with Sean P Keenan and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from PASADENA, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Sean P Keenan, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Sean P Keenan and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.