Sherry Rowland (CRD#5205740) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Sherry Rowland (CRD#5205740) regarding allegations made regarding the following:

Claim(s) Made Against Sherry Rowland:

Claim Date: 3/9/2020

“Time Frame: February 20, 2020 to March 9, 2020 The client alleges his instructions to enter his trades were not followed.”

This claim, as of this posting, is currently Settled.

The investor was paid $73,621.19 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Sherry Rowland.

Have an issue with Sherry Rowland?

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Sherry Rowland and UBS FINANCIAL SERVICES INC. and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

If you are a former client of Sherry Rowland and UBS FINANCIAL SERVICES INC. from Plano, TX, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Sherry Rowland, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.