Shubie Gulati (CRD#1965775) and MORGAN STANLEY

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Shubie Gulati (CRD#1965775) regarding allegations made regarding the following:

Claim(s) Made Against Shubie Gulati:

Claim Date: 3/18/2020

“CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO LIQUIDATION OF TRUST ACCOUNT – NOVEMBER 2019 TO MARCH 2020.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Shubie Gulati.

Did you have a negative experience with Shubie Gulati?

If you had a negative experience or issue with Shubie Gulati and MORGAN STANLEY from SAN RAFAEL, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Shubie Gulati, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Shubie Gulati and MORGAN STANLEY and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.