October 1, 2025
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Stephen Byrd Horrell (CRD#2233713 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Stephen Byrd Horrell:
Claim Date: 10/1/2025
“The complainants allege that the registered representative, misrepresented their Variable Universal Life policies, which were issued in/and around July 2000 as stable, long-term investments, without highlighting the volatility and management requirements of the investment component.”
This claim, as of this posting, is currently Denied.
See more information on FINRA’s BrokerCheck site for Stephen Byrd Horrell .
Did you have an investment issue with Stephen Byrd Horrell?
If you are a current or former client of Stephen Byrd Horrell, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Stephen Byrd Horrell, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor .)
The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration .) If you were a customer of Stephen Byrd Horrell and suffered investment losses, please contact the Securities Lawyers . We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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