Stephen Charles Krauss (CRD#2356615)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Stephen Charles Krauss (CRD#2356615) regarding allegations made regarding the following:

Claim(s) Made Against Stephen Charles Krauss:

Claim Date: 3/5/2024

“03/28/2017 – 03/04/2024 The client alleges that his advisor misrepresented the crediting on a JP Morgan S&P500 Dividend Aristocrats structured note.”

This claim, as of this posting, is currently Pending with a claim amount of $16,502.00 .

See more information on FINRA’s BrokerCheck site for Stephen Charles Krauss.

Did you have a negative experience with Stephen Charles Krauss?

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Stephen Charles Krauss and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you are a current or former client of Stephen Charles Krauss, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Stephen Charles Krauss, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.