Steven Alan Arnold (CRD#710263) and QUINCY WELLS CAPITAL, LLC

We can help you recover investment losses

Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.

The Securities Lawyers at Halling & Cayo, S.C. are currently investigating potential claims on behalf of investors. If you suffered losses related to securities recommended by this individual, we are interested in discussing your options.

Claim(s) Made Against Steven Alan Arnold:

Claim Date: 3/24/2026

“Breach of contract, violation of securities laws and Regulation Best Interest”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.00 .

See more information on FINRA’s BrokerCheck site for Steven Alan Arnold.

Did you have an investment issue with Steven Alan Arnold?

If you are a current or former client of Steven Alan Arnold and QUINCY WELLS CAPITAL, LLC from CHICAGO, IL, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Steven Alan Arnold, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Steven Alan Arnold and QUINCY WELLS CAPITAL, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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