The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Steven Scott Novick (CRD#2187676) regarding allegations made regarding the following:

Claim(s) Made Against Steven Scott Novick:

Claim Date: 1/28/2020

“Client alleges misrepresentation and/or misleading information and poor customer service regarding fees on an advisory account.”

This claim, as of this posting, is currently Award / Judgment with a claim amount of $5,375.58 .

See more information on FINRA’s BrokerCheck site for Steven Scott Novick.

Did you have a negative experience with Steven Scott Novick?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Steven Scott Novick and PURSHE KAPLAN STERLING INVESTMENTS and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you were a client of Steven Scott Novick and PURSHE KAPLAN STERLING INVESTMENTS from NEW CANAAN, CT and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Steven Scott Novick. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.